USA CONTENTS
6.7 Rules of Payment for Order Flow p.971 6.8 Market Integrity Principles p.971 7. High-Frequency and Algorithmic Trading p.972 7.1 Creation and Usage Regulations p.972 7.2 Requirement To Be Licensed or Registered as a Market Maker When Functioning in a Principal Capacity p.972
7.3 Regulatory Distinction Between Funds and Dealers p.972 7.4 Regulation of Programmers and Programming p.972 8. Insurtech p.973 8.1 Underwriting Processes p.973 8.2 Treatment of Different Types of Insurance p.973 9. Regtech p.973 9.1 Regulation of Regtech Providers p.973 9.2 Contractual Terms to Ensure Performance and Accuracy p.973 10. Blockchain p.973 10.1 Use of Blockchain in the Financial Services Industry p.973 10.2 Local Regulators’ Approach to Blockchain p.974 10.3 Classification of Blockchain Assets p.974 10.4 Regulation of “Issuers” of Blockchain Assets p.974 10.5 Regulation of Blockchain Asset Trading Platforms p.975 10.6 Staking p.975
10.7 Crypto-Related Lending p.975 10.8 Cryptocurrency Derivatives p.975 10.9 Decentralised Finance (DeFi) p.975 10.10 Regulation of Funds p.976 10.11 Virtual Currencies p.977 10.12 NFTs p.977 10.13 Stablecoins p.977 11. Open Banking p.978 11.1 Regulation of Open Banking p.978 11.2 Concerns Raised by Open Banking p.978 12. Fraud p.978 12.1 Elements of Fraud p.978
12.2 Areas of Regulatory Focus p.979 12.3 Responsibility for Losses p.979
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