USA – TEXAS Trends and Developments Contributed by: Chris Davis, Joshua Smeltzer and Suhani Patel, Gray Reed
Suhani Patel represents individuals and entities in high-stakes government investigations and enforcement actions before the SEC, DOJ, IRS and FINRA. Drawing on her prior experience at FINRA, she brings
firsthand knowledge of regulatory enforcement strategies to every engagement, enabling her to anticipate agency priorities and craft effective defence approaches. Suhani’s practice encompasses counselling clients responding to regulatory inquiries across a broad range of subject matters, helping them navigate those interactions while minimising risk. She has particular depth in matters involving excessive trading, Regulation Best Interest, private placements, and anti-money laundering compliance under FINRA and SEC rules.
Gray Reed 1845 Woodall Rodgers Freeway Suite 1300 Dallas, TX 75201 USA Tel: +1 214 954 4135 Email: jsmeltzer@grayreed.com Web: www.grayreed.com
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