USA
Canada
United States of America
Washington DC
Law and Practice Contributed by: Edward P. O’Keefe, Neil T. Bloomfield, John A. Stoker and Kathryn (Kate) G. Wellman Moore & Van Allen, PLLC
Mexico
Contents 1. Legal Framework p.622 1.1 Key Laws and Regulations p.622 2. Authorisation p.623 2.1 Licences and Application Process p.623 3. Changes in Control p.624 3.1 Requirements for Acquiring or Increasing Control Over a Bank p.624 4. Governance p.625 4.1 Corporate Governance Requirements p.625 4.2 Registration and Oversight of Senior Management p.626 4.3 Remuneration Requirements p.627 5. AML/KYC p.628 5.1 AML and CFT Requirements p.628 6. Depositor Protection p.628 6.1 Deposit Guarantee Scheme (DGS) p.628 7. Prudential Regime p.629 7.1 Capital, Liquidity and Related Risk Control Requirements p.629 8. Insolvency, Recovery and Resolution p.631 8.1 Legal and Regulatory Framework p.631 9. ESG p.633 9.1 ESG Requirements p.633 10. DORA p.635
10.1 DORA Requirements p.635 11. Horizon Scanning p.636 11.1 Regulatory Developments p.636
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